谈专利和技术冲突法律解决方案

专利技术与技术标准融合是知识经济时代一种必定的趋势,专利是一种具有垄断性质的私权,而技术标准具公开性和开放性,两者在本质上存在冲突。专利技术纳入标准之后,标准会推广专利技术,从而扩大了专利技术的市场,在相关市场形成垄断。专利与技术标准两种相冲突的事物的融合,使得专利借助技术标准而滥用,从而带来了技术标准制定过程中专利信息不公开、专利拒绝许可、高价许可、专利搭售、联合经营以及恶意诉讼等诸多不足,从而妨碍自由竞争,破坏市场竞争秩序。目前,各国对这些不足大多通过反垄断法和“专利权滥用之禁止”、专利强制许可以及反不正当竞争法来进行规制,但这些法律方案都具有一些缺陷。反垄断法滥用市场支配地位的规制中,须要专利权人具有市场支配地位,而且市场支配地位中的“相关市场”难以认定;“专利权滥用之禁止”太过抽象和原则,实际操作不强;专利强制许可条件太苛刻,且只针对个案,不具有普遍意义;反不正当竞争只对上述部分不足予以规制,且力度不够,而且上述规制都是一种事后的救济,成本过高。可见,现有的法律制度都不能完美地解决专利与技术标准融合所带来的不足。于是,须要在专利法领域引进一种新的制度,即专利法定许可制度来限制专利权。对纳入技术标准中的专利实施法定许可,有深厚的经济学、法哲学和社会学基础,对纳入技术标准的专利实施法定许可,既能保证的产品的质量和性能,又能维持该领域良好的竞争秩序,还能节省交易成本,且不与现有的专利法框架相冲突。而且,对纳入技术标准的专利实施法定法可,可以防范上述不足于未然,它在尊重和保护专利权人的基础上,维持良好的市场竞争秩序,是平衡专利权人利益和公共利益的一种佳径。

【Abstract】wWw.shuoshilunwen.com The integration of patent technology and technology standard is an inevitable tendency in knowledge economy age. The patent right falls into private rights and demonstrates the characteristics of monopoly whereas technology standard is public and open, for which reason there is a essential conflict between them. Patent is being abused by virtue of technology standard and the integration of these conflicted two matters, which result in the non-publicity of the patent information during the development process of technology standard, refusal to license a patent, the high licensing, patent tie-ins, joint ventures and malicious litigation and many other issues which impede free competition and undermine the market competition order. Moreover, patented technology will be promoted thanks to the incorporation of patent into the standard, accordingly expands the market and forms monopolies in relevant market.Currently, most of countries via anti-trust law, "prohibition of abuse of patent rights", compulsory licensing and anti-unfair competition law to solve such problems, however, these legal programs still he some defectiveness. Regulation about the abuse of market dominance in Anti-trust Law requires that the right owner has the dominant market position of which the "relevant market" is difficult to identify; " prohibition of abuse of patent rights "is so abstract and principled which leads to poor maneuverability; the conditions of patent compulsory licensing are so harsh and only for the particular cases that does not he universal significance; anti-unfair competition law is only a partial solution of the problems above-mentioned, of which the intensity is not enough. Furthermore, these methods of remedies afterwards aforesaid also consume too much.It is clear that the existing legal system is incapable of solving the issues arising from integration of the patent and technology standard perfectly, accordingly, it is a necessity to introduce a new system in the field of patent law, namely, the patent statutory licensing system, to restrict patent rights. It bases deeply on economic, legal philosophy and sociology that implement the statutory licensing of patents incorporated into the technology standard which not only both ensures the quality and performance of product and maintains competition in good order in this area, but also reduces transaction costs and conforms to the existing framework of patent law. Moreover, the implementation of the statutory licensing of patents incorporated into the technology standard may nip these problems above in the bud, which on the basis of respect for and protection of patentee, maintains market competition in good order, is the best trails to balance the interests of the patentee and the public interest.

【关键词】 专利;技术标准;垄断;法定许可;专利权滥用;
【Key words】 Patent;Technology standard;Monopoly;Statutory licensing;Abuse of patent rights;

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